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EHS compliance audit checklist template

EHS compliance audit checklist template

Ensure EHS compliance with our comprehensive audit checklist. Identify risks, implement controls, and maintain high standards. Download your free PDF from Lumiform today!

Use this template
or download pdf
EHS compliance audit checklist template

Ensure EHS compliance with our comprehensive audit checklist. Identify risks, implement controls, and maintain high standards. Download your free PDF from Lumiform today!

Use this template
or download pdf

About the EHS compliance audit checklist template

An EHS compliance audit checklist is essential for ensuring your organization meets environmental, health, and safety regulations. This template provides a structured approach to evaluating your EHS practices, ensuring they meet industry standards and regulatory requirements.

Use this checklist to enhance safety, prevent violations, and ensure compliance. This checklist supports proactive compliance management, enabling thorough evaluations and timely interventions.

Enhance your EHS compliance audit process with Lumiform

The primary purpose of our EHS compliance audit checklist is to provide a comprehensive framework for assessing your organization’s adherence to EHS regulations. This template ensures all critical areas are covered, helping you manage compliance tasks and ensure safety. Using this checklist helps you streamline your audit process, identify risks early, and enhance overall EHS management.

Regular audits help prevent regulatory violations and ensure that your organization adheres to best practices. It supports a proactive approach with detailed documentation and regular reviews. Ultimately, this checklist fosters a safer and compliant work environment, leading to improved protection and peace of mind for employees and management.

Key elements of the compliance checklist

Our checklist includes essential components to ensure thorough evaluations:

  • Environmental compliance: Assess adherence to environmental regulations, including waste management, emissions control, and hazardous materials handling. Ensure proper documentation and disposal practices to minimize environmental impact and regulatory violations.
  • Health and safety compliance: Verify that health and safety policies are in place and that employees are trained on safety procedures. Assess workplace conditions, including ergonomics, PPE usage, and emergency preparedness, to ensure a safe working environment.
  • Risk assessment and control: Conduct risk assessments to identify potential hazards and implement appropriate control measures. Ensure that risk mitigation strategies are in place and regularly reviewed to maintain a safe and compliant workplace.
  • Documentation and record-keeping: Maintain comprehensive records of EHS practices, including training logs, inspection reports, and incident records. Proper documentation ensures transparency and supports continuous improvement in EHS management.
  • Incident response and reporting: Establish procedures for responding to and reporting EHS incidents. Ensure that employees are aware of their responsibilities and that incidents are promptly addressed and documented to prevent recurrence.
  • Compliance monitoring and review: Implement regular monitoring and review processes to ensure ongoing compliance with EHS regulations. Conduct periodic audits and assessments to identify areas for improvement and ensure continuous adherence to standards.

Each section guides you through essential tasks, ensuring nothing is overlooked. This comprehensive approach drives successful compliance management, promoting safety and regulatory adherence within your organization.

Get started with Lumiform’s compliance checklist

Ready to enhance your EHS compliance and ensure comprehensive audits? Download Lumiform’s free EHS compliance audit checklist template today and implement a robust strategy for managing EHS risks.

Our user-friendly template will help you ensure safety, prevent violations, and maintain high standards. Act now! Download your free template and set new standards with Lumiform.

Click here to get started now!

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Preview of the template
Page 1
General Information
Facility Name
Facility Address
Auditor Name
Audit Date
Environmental Compliance
Does the facility have all required environmental permits?
Are all permit conditions being met?
Are all required environmental records being maintained?
Are there any unresolved environmental violations or citations?
Health and Safety Compliance
Is the Injury and Illness Prevention Program (IIPP) up-to-date?
Are all required safety training programs being conducted?
Are all required personal protective equipment (PPE) provided and used?
Are all work-related injuries and illnesses properly recorded?
Waste Management
Are all hazardous wastes properly identified, labeled, and stored?
Are all hazardous waste manifests and records being maintained?
Are there any unresolved hazardous waste violations or citations?
Are all universal wastes (e.g., batteries, lamps, electronics) being properly managed?

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Related resources

Access a complete set of resources aimed at maximizing safety, quality, and operational excellence, including detailed guides, related templates, and real-world use cases.

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Read in-depth guides covering key topics related to this article.

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Frequently asked questions

What are the challenges in addressing non-compliance issues identified during an EHS audit?

Addressing non-compliance is challenging due to resistance to change and required investments. Effective resolution needs a proactive approach, involving cross-department collaboration, new training programs, and revised procedures. Ensuring accountability and fostering a culture of continuous improvement are essential to prevent recurrence of non-compliance issues.

How do resource limitations impact the effectiveness of EHS audits?

Resource limitations can impact EHS audits’ effectiveness, especially for small enterprises. Limited time, personnel, and finances require prioritizing audits by risk or hiring EHS consultants. Leveraging technology and collaborating with industry associations can help overcome constraints and ensure thorough audits.

Why is it important to stay updated with regulatory changes during EHS audits?

Staying updated with regulatory changes is crucial during EHS audits because regulations are constantly evolving. Changes in environmental laws, health and safety guidelines, or reporting requirements can impact compliance. EHS auditors must continuously monitor legislative updates, engage with regulatory bodies, and interpret new regulations to ensure ongoing compliance. Failure to stay updated can result in compliance gaps and potential legal consequences.

What are the common issues with implementing corrective actions post-EHS audit?

Staying updated with regulatory changes is crucial during EHS audits due to evolving laws. Changes in environmental and safety regulations can impact compliance. Auditors must monitor updates, engage with regulatory bodies, and interpret new rules to ensure compliance. Failure to do so risks compliance gaps and legal issues.


This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.
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