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Quality risk management SOP template

Quality risk management SOP template

Document quality risks step-by-step from identification to treatment with this template, all while keeping roles and decisions clear.

Use this template
or download pdf
Quality risk management SOP template

Document quality risks step-by-step from identification to treatment with this template, all while keeping roles and decisions clear.

Use this template
or download pdf

About the Quality risk management SOP template

Unexpected issues in production or compliance reviews can throw your entire process off course, especially if your team handles risks differently each time. This quality risk management SOP template gives you a repeatable structure to record, assess, and respond to risks systematically. You can use the template to document key steps, assign responsibilities, and establish a shared process for evaluating and controlling risks. 

Make risk management easier and more consistent

This template benefits you by removing vagueness even for complex processes. Instead of starting from scratch, you follow a structure that makes it easier to capture and communicate risks clearly. This is especially handy when you’re juggling multiple stakeholders or audits.

You can use this template to streamline quality risk management tasks like identifying potential failures, evaluating risk levels, and assigning controls. This kind of structure helps keep your documentation clean and actionable, so nothing important gets lost.

Beyond consistency, it gives you a repeatable process. That means fewer gaps, less second-guessing, and a better shot at compliance with standards like ICH Q9 or ISO 14971. In short, you save time, and you reduce errors. You also have a concrete system to fall back on during fast-paced times.

Key elements of a quality risk management SOP template

Here are the essential components of the template:

  • Purpose and scope:  Define why the SOP exists and what it covers. This orients everyone to the context, which is especially useful when your process spans multiple departments.
  • Roles and responsibilities: Clarify who is accountable for which steps. By assigning ownership, you can avoid miscommunication and finger-pointing when issues arise.
  • Risk identification methods: List how you’ll find risks, such as through brainstorming, process mapping, or using historical data. The more proactive and structured this is, the fewer surprises down the line.
  • Risk analysis and evaluation: Outline how you’ll score risks based on severity and likelihood. This turns qualitative insights into actionable metrics you can compare and prioritize.
  • Risk treatment actions: Describe the options for handling risks—mitigation, avoidance, transfer, or acceptance—and how you’ll decide between them.
  • Ongoing review and communication: Make space for monitoring and reporting. Continuous review ensures risks don’t get ignored and that your team stays in the loop.

Manage critical risks with more precision

Start building a stronger, more consistent risk strategy by using this template. You can assign responsibilities, define your assessment logic, and keep all critical steps in one streamlined document. Whether you’re collaborating across departments or just need a solid framework for recurring tasks, having this template as a starting point cuts down on delays and confusion.

Related categories

  • Quality management templates
  • Risk management and compliance templates
  • Health care templates
  • Manufacturing templates
  • Professional services templates
  • ISO templates
  • Quality assurance templates
Preview of the template
entity_item!!!
Page 1
Introduction
Purpose of this SOP
Scope of this SOP
Roles and Responsibilities
Risk Management Principles
Identify potential risks
Assess and evaluate identified risks
Determine and implement appropriate risk controls
Review and monitor risks on an ongoing basis
Risk Identification
Brainstorming sessions
Review of historical data
Process mapping and flowcharting
Failure Mode and Effects Analysis (FMEA)
Risk Analysis
Define risk criteria
Assess likelihood of occurrence
Assess severity of impact
Determine overall risk rating
Risk Evaluation
Compare risks to established criteria
Prioritize risks for risk treatment
Determine acceptability of risks
Document risk evaluation outcomes
Risk Treatment
Identify risk treatment options
Select appropriate risk treatment measures
Implement risk treatment actions
Monitor effectiveness of risk treatments
Risk Communication and Reporting
Communicate risk management activities
Report on risk management performance
Maintain risk management documentation
Review and update the risk management SOP

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Related resources

Access a complete set of resources aimed at maximizing safety, quality, and operational excellence, including detailed guides, related templates, and real-world use cases.

Topic guides

Read in-depth guides covering key topics related to this article.

Advanced Product Quality Planning (APQP): A detailed guideCheck sheets: A guide for effective quality controlLayered process audit (LPA): A complete guide to mastering product quality
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Template collections

See comprehensive collections of best practice templates related to this topic.

3 free quality risk assessment templates for professionals13 free quality audit checklists4 free product evaluation templates to assess quality
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Use cases

Check out how the Lumiform software can be utilized for related use cases.

Quality risk management softwareQuality audit softwareQuality control softwareQuality Management System (QMS) App
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Other resources

Explore all the additional resources we offer to assist you in mastering this topic.

Quality assurance vs. quality controlQuality management processWhat is quality management?4 strategies for developing a quality management plan

Frequently asked questions

Who should be involved in drafting a risk SOP?

Don’t just leave it to quality managers. You’ll want input from people closest to the process, like line operators, engineers, or maybe even suppliers depending on your industry. The goal is to get context you won’t find in reports. For example, a technician might flag workarounds that introduce new risks no one else noticed.

Can you reuse parts of an SOP for different processes?

Absolutely, and you should. Just don’t copy sections blindly. A section on risk evaluation might stay the same across departments, but control measures will shift. If you’re managing risks in cleanroom operations, for instance, the mitigation strategies won’t match what you’d use in a warehouse. Customize per use case, but keep your core logic consistent.

What’s one mistake to avoid when assessing risk?

People often jump straight into solutions before properly scoping the risk. Instead, spend time refining the problem statement. A vague risk like “supplier delay” doesn’t help. Break it down—what part, how often, what’s the backup plan? The sharper your definition, the more useful your SOP becomes.


This template, developed by Lumiform employees, serves as a starting point for businesses using the Lumiform platform and is intended as a hypothetical example only. It does not replace professional advice. Companies should consult qualified professionals to assess the suitability and legality of using this template in their specific workplace or jurisdiction. Lumiform is not liable for any errors or omissions in this template or for any actions taken based on its content.
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